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Request for Approval of Exception

Capital Market Authority

The service allows review of exception approval requests.

Person
Citizen, Resident, Business
Target audience
Clock
20.0 Days(s)
Service duration
Channel
Portal
Service channels
Price
Free
Service cost
  • Log in to the system as an authorized person.
  • Click on the Records List.
  • Click on Private or Public Investment Fund Details.
  • Click on the fund number for which you want to submit an exemption request.
  • Click on (Request for Approval of Exceptions).
  • Click on (Add Exemption) to enter the following information: the relevant regulation, article, paragraph, sub-paragraph, description, justifications, documents -if any-.
  • Click on (Submit to the Capital Market Authority).
  • Receipt of the Fund Manager application for exemption and documents related to the application.
  • No violation or non-compliance with regulations.

Last Modified Date: 21/12/2020 - 8:18 AM Saudi Arabia Time

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